Papildu norādījumi

Sākumlapa / Standarti un Norādījumi / Ieteicamie norādījumi / Papildu norādījumi

Papildu norādījumi (Supplemental Guidance) (Practice Guides)

Sniedz detalizētas norādes iekšējā audita darbību veikšanai, tostarp attiecībā uz aktuālajām jomām, nozarei raksturīgajām problēmām, kā arī ietver procesus un procedūras, rīkus un paņēmienus, programmas, detalizēti aprakstītas pieejas un nodevumu paraugus.

Papildu norādījumi ir pieejami IAI biedriem bez maksas.

NEW! Jaunākās IPPF vadlīnijas var arī apskatīt šeit: https://na.theiia.org/standards-guidance/recommended-guidance/Pages/Newly-released-IPPF-Guidance.aspx

NEW! Tulkojums latviešu valodā Unikālie iekšējā audita apsekti publiskajā sektorā

Supplemental Guidance (Recommended Guidance)
Internal Audit Strategy and Best Practices	Date
Business Continuity Management	August 2014
Chief Audit Executives — Appointment, Performance, Evaluation, and Termination	May 2010
Coordinating Risk Management and Assurance	March 2012
Coordination and Reliance: Developing an Assurance Map	February 2018
Demonstrating the Core Principles for the Professional Practice of Internal Auditing	August 2019
Developing a Risk-based Internal Audit Plan	May 2020
Developing the Internal Audit Strategic Plan	July 2012
Engagement Planning: Assessing Fraud Risks	October 2017
Engagement Planning: Establishing Objectives and Scope	August 2017
Formulating and Expressing Internal Audit Opinions	April 2009
Independence and Objectivity	October 2011
Integrated Auditing	July 2012
Interaction with the Board	August 2011
Measuring Internal Audit Effectiveness and Efficiency	December 2010
Quality Assurance and Improvement Program	March 2012
Reliance by Internal Audit on Other Assurance Providers	December 2011
Selecting, Using, and Creating Maturity Models: A Tool for Assurance and Consulting Engagements	July 2012
Talent Management	December 2015
General Best Practices	Date
Assessing Organizational Governance in the Private Sector	July 2012
Assessing the Risk Management Process	March 2019
Assisting Small Internal Audit Activities in Implementing the International Standards for the Professional Practice of Internal Auditing	April 2011
Audit Reports: Communicating Assurance Results	October 2016
NEW! Auditing Anti-corruption Activities	August 2021
Auditing Culture	November 2019
Auditing Executive Compensation and Benefits	April 2010
Auditing Privacy Risks, 2nd Edition (replaces GTAG 5)	July 2012
Auditing Third-party Risk Management	October 2018
Evaluating Ethics-related Programs and Activities	June 2012
Internal Auditing and Fraud	December 2009
Global Techology Audit Guides (GTAGs). GTAGs are written in straightforward business language and adress timely issues related to information technology (IT) management, control, and security.	Date
Assessing Cybersecurity Risk: Roles of the Three Lines of Defense	September 2016
NEW! Auditing Business Aplications (Supersedes GTAGs 8 and 14)	September 2021
NEW! Auditing Identity and Access Management	June 2021
Auditing Insider Threat Programs	August 2018
Auditing IT Governance (Previously GTAG 17)	January 2018
Auditing IT Projects (Previously GTAG 12)	March 2009
Auditing Smart Devices: An Internal Auditors Guide to Understanding and Auditing Smart Devices	August 2016
Auditing User-developed Applications (Previously GTAG 14)	June 2010
Business Continuity Management (Previously GTAG 10)	January 2009
Continuous Auditing: Coordinating Continuous Auditing and Monitoring to Provide Continuous Assurance, 2nd Edition (Previously GTAG 3)	January 2009
Data Analysis Technologies (Previously GTAG 16)	August 2011
Fraud Prevention and Detection in an Automated World (Previously GTAG 13)	December 2009
Identity and Access Management (Previously GTAG 9)	January 2009
Information Technology Outsourcing, 2nd Edition (Previously GTAG 7)	June 2012
Information Technology Risk and Controls, 2nd Edition (Previously GTAG 1)	March 2012
IT Change Management: Critical for Organizational Success, 3rd Edition (Previously GTAG 2)	February 2020
IT Essentials for Internal Auditors	June 2020
Management of IT Auditing, 2nd Edition (Previously GTAG 4)	January 2013
Understanding and Auditing Big Data	May 2017
Financial Services Practice Guides	Date
Auditing Capital Adequacy and Stress Testing for Banks	May 2018
Auditing Conduct Risk	June 2020
Auditing Credit Risk Management	February 2020
Auditing Market Risk in Financial Institutions	December 2020
Auditing Model Risk Management	March 2018
Auditing Liquidity Risk: An Overview	December 2017
Foundations of Internal Auditing in Financial Services Firms	August 2019
Public Sector Practice Guides	Date
Assessing Organizational Governance in the Public Sector	October 2014
Auditing Grants in the Public Sector	April 2018
NEW! Auditing Procurement un the Public Sector	November 2021
Creating an Internal Audit Competency Process for the Public Sector	February 2015
Unique Aspects of Internal Auditing in the Public Sector	October 2019
Other Supplemental Guidance	Date
Applying The IIA’s International Professional Practices Framework as a Professional Services Firm	August 2016
Model Internal Audit Activity Charter	March 2017

Atgriezties augšā

Papildu norādījumi

Sīkdatnes